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FINRA faces blitz of claims
This is a discussion on FINRA faces blitz of claims within the Law Schools in the News forum, part of the Deciding Where to Go category; Accused of lax oversight in the wake of recent financial frauds, FINRA, the largest nongovernmental regulator of securities firms, is ...
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03-29-2009, 05:05 PM
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FINRA faces blitz of claims
Accused of lax oversight in the wake of recent financial frauds, FINRA, the largest nongovernmental regulator of securities firms, is now facing an explosion of arbitration claims stemming from troubles in the capital markets. Moving some of those claims into the FINRA arbitration process are about a dozen law school securities arbitration clinics across the country, which are fielding numerous requests for help, often from elderly investors.
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